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Tag Archives: Safe Harbor Rule


SEC Issues First Whistleblower Award of $2.2 Million Under Safe Harbor Rule

By Rabin Kammerer Johnson |

The Securities and Exchange Commission, or SEC, announced in April that it issued an award of $2.2 million to a whistleblower for the first time under what’s known as the ‘safe harbor’ rule. The whistleblower’s tip to one federal agency resulted in an SEC enforcement action. The whistleblower reported information to a federal agency… Read More »

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