Securities America Advisors, Inc.
Securities America is a registered broker-dealer with the Financial Industry Regulatory Authority (“FINRA”). It is also registered with the Securities and Exchange Commission (“SEC”). Accordingly, it must abide by securities regulations and federal and state securities laws. Failure to do so leaves it susceptible to private and public legal action.
Securities America conducts 13 types of businesses. Its investment advisory services include financial planning, portfolio management, pension consulting, selection of other advisors, and publication of periodicals. Its clients consist of individuals, pension and profit sharing plans, and businesses. It is compensated for its investment advisory services with fixed fees, referral fees, a percentage of assets under management, commission, or hourly charges.
If you believe you have a claim against Securities America Advisors, Inc., contact the attorneys at McCabe Rabin, P.A. for a free case review. Call 877-415-4040 or click here to e-mail us a written description of your case.