GunnAllen Financial, Inc.
GunnAllen Financial ("GunnAllen") was a brokerage firm and an investment adviser firm, which was registered with the Financial Industry Regulatory Authority (“FINRA”) and the Securities and Exchange Commission. It withdrew its registration from FINRA in April, 2010. It engaged in business as a broker-dealer and as an insurance agency. Prior to its failure, GunnAllen offered the following advisory services: (1) portfolio management for individuals, businesses, and institutional clients; (2) selection of other advisors; and (3) financial planning. Its clients consisted of private individuals, corporations, bank and thrift institutions, and pension and profit sharing plans.