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Category Archives: Securities Arbitration

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Florida Securities Arbitration: Tips for Investors

By McCabe Rabin, P.A. |

You work hard to earn an income for most of your life and invest for a secure retirement.    While market gains are attractive, you don’t want to risk losing your principal to an unqualified, much less unscrupulous, financial advisor. Yet, this is a frequent occurrence when the markets finally decline and securities broker misconduct… Read More »

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Securities Arbitration in Florida

By McCabe Rabin, P.A. |

If a registered securities broker-dealer or financial advisor has mismanaged your financial assets through a breach of duty or industry standards, and has caused you to suffer losses, you may be interested in exploring avenues of legal recourse. Securities-arbitration claims with a registered firm, however, are not resolved through litigation in court, but rather… Read More »

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Legal7

Protecting Yourself from Unregistered Security Entities

By McCabe Rabin, P.A. |

As an investor, it’s important to protect yourself against investment scams and unregistered securities. At McCabe Rabin, , we have experience in representing investors and other members of the public against securities brokerage firms, broker-dealers, and registered investment advisors  which have mismanaged investor funds. If you are investing on your own, you also need… Read More »

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InvFraud

SEC Warns Investors to Watch Out for Potential Scams

By McCabe Rabin, P.A. |

The Securities and Exchange Commission regularly issues alerts on potential scams and fraudulent activities that investors should be mindful of. Some of these may target certain types of investors or funds, or in one case, someone may be pretending to work for the SEC itself. Here’s a look at some of the investor alerts… Read More »

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Invest3

What to Know about Investing in Municipal Bonds

By McCabe Rabin, P.A. |

If you’re considering different investment options, municipal bonds may be a viable option. Municipal bonds can be worthwhile if you’re looking for tax-free income streams while preserving capital. What are Municipal Bonds? Often called “munis” for short, municipal bonds are issued by various government entities and U.S. territories. There are two varieties of municipal… Read More »

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