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Category Archives: SEC Whistleblower

SecFraud

No, Companies Cannot Prevent You from Reporting Securities Fraud to the Government

By McCabe Rabin, P.A. |

We previously wrote about common types of securities fraud and how to report that fraud. Oftentimes, companies try to prevent employees or others from reporting any securities law violations. A company that makes such attempts, however, is committing a further securities violation. Rule 21F-17 Under the U.S. Securities and Exchange Commission’s (“SEC”) Rules and… Read More »

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Whistleblower6

Whistleblower Claims: Common Types of SEC Fraud

By McCabe Rabin, P.A. |

The Securities and Exchange Commission (SEC) has its own whistleblower laws (15 U.S.C. §78u-6). Anyone who knows about a business, person, or company who is committing securities fraud can act as a “whistleblower” by reporting this illegal activity to the SEC and possibly earn an award. SEC whistleblower actions differ from False Claims Act… Read More »

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