Morgan Stanley and Smith Barney have teamed up to become one of the largest broker dealers in the United States and the world. Together, the new venture has over 18,000 Financial Advisors throughout North America, South America, Asia, Europe, Africa, and Australia. The new firm is known as Morgan Stanley Smith Barney and is owned jointly by Morgan Stanley (51%) and Citi (49%).

Morgan Stanley Smith Barney claims that its reputation for integrity depends upon its customers, and that its customers are its first line of defense against civil or criminal liability and unethical business practices. If you believe that a broker at Morgan Stanley Smith Barney has mismanaged your investment or retirement accounts, contact the investment fraud attorneys at McCabe Rabin.

Our continued success depends on the open communication of concerns by all without fear of retaliation. According to its website, Morgan Stanley Smith Barney prohibits retaliation for reports or complaints that are made in good faith regarding the misconduct of others.

Morgan Stanley Smith Barney professes that obtaining your financial goals is number one on your stockbroker’s list and that it’s client-centered approach includes a disciplines five-step process that enables the firm to work with clients to craft a solution to help meet the client’s individual financial needs. Through this process, the firm says it will help the customer:

1. Develop a thorough understanding of your financial goals and objectives;

2. Review and analyze your current financial situation;

3. Identify and tailor solutions that can help you meet your individual needs;

4. Implement your customized strategy, including personalized services and benefits; and

5. Monitor progress and periodically review strategies with you.

If your Morgan Stanley Smith Barney Financial Advisor has breached any of these commitments to you, has taken advantage of you, has mismanaged your account assets through recommending unsuitable investments, churning, or other abuses, contact the Florida securities lawyers at McCabe Rabin.

McCabe Rabin’s attorneys have many years of experience in bringing FINRA arbitration claims against Morgan Stanley Smith Barney. We know and understand the firm’s compliance policies and their corporate mind set. You need experienced counsel to recover your investor losses against Morgan Stanley Smith Barney and the securities attorneys of McCabe Rabin will help you recover them.

If you would like a free case evaluation on your case against a broker who recommended unsuitable investments, please contact the Palm Beach, Florida securities attorneys at McCabe Rabin online or call 561-659-7878 or Toll Free 877-915-4040.