Articles & Resources
Articles
- Key Considerations for Seeking An Award of "Reasonable" Attorney's Fees
- Minority Owner Rights In A Closely-Held Company
- Key Cases a Lawyer Needs to Know to Select a Jury
- New FINRA Suitability Rule in a Nutshell
- Securities Corner: The Good, The Bad and the Ugly of “ETFs”
- A Primer on the New SEC Whistleblower Program
- Does a “Finder” of Corporate Financing Need to Register Under the Securities Laws to be Compensated?
- What is Required for a Whistle Blower to Bring a Federal Qui Tam Action?
- Is Your Financial Advisor a Fiduciary or an Order Taker?
- Florida is Revising its LLC Statute
- Top 10 Signs of Possible Stockbroker Abuse
- Statutory Damages Under the Florida Securities and Investor Protection Act: How to Calculate and Apply Rescission Damages
- Responding to Government Subpoenas for Business Records: A Step-by-Step Analysis
- Top 10 Practical Tips for Working with Your Damages Expert in a Commercial Case
- How Do You Know When A Securities Financial Advisor is Breaching His or Her Duties to a Client?
- Thumbs Up Or Down? The Year In Review For FINRA And The SEC
- The JOBS Act
Securities
- Federal Securities Laws (Title 15)
- Securities Lawyer's Deskbook
- U.S. Securities & Exchange Commission (SEC)
- Commodities Futures Trading Commission (CFTC)
- Financial Industry Regulatory Authority (FINRA)
- SEC Investment Adviser Public Disclosure
- FINRA Broker Check
- FINRA Code of Arbitration
- S&P 500 Market Performance
- Morningstar
Courts
- Palm Beach County Clerk Case Search
- Florida Standard Jury Instructions
- Palm Beach Circuit Court
- Palm Beach County Clerk
- U.S. District Court for the Southern District of Florida
- U.S. District Court for the Middle District of Florida
Grand Jury
Federal Agencies & Departments
- U.S. Attorney's Manual
- U.S. Attorneys Offices
- U.S. Department of Justice
- U.S. Department of the Treasury
- Internal Revenue Service
- Office of the Comptroller of the Currency
- Office of Thrift Supervision
- United States Secret Service
- Federal Bureau of Investigation
- Financial Crimes Enforcement Network (FinCEN)
- Federal Trade Commission
- U.S. Department of Health and Human Services: Office of Inspector General